TRANSITIONS

Our Transitions team provides comprehensive support beginning with the initial onboarding and continuing for 60 days post-resignation. We work with the advisor and guide them through the entire transition process.

 

AT-A-GLANCE

  • Coordinate the transition process between RIA and broker/dealer

  • Provide license transfer and carrier reappointment support

  • 60-day on-site and virtual post-resignation support, including account opening and tracking

  • Provide comprehensive systems and platform training

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Jennifer C. Hart

Director of HR &
Business Services

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Kate Sweetman

Transitions Manager | Business Services

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Sarah Pochedly

Business Services
Associate

3750 Park East Drive - Beachwood, OH 44122

Office: (866) 553-9882 - Fax: (440) 505-5609​​​ - Info@stratoswp.com

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Securities offered through LPL Financial, member FINRA/SIPC. 

Investment advice offered through Stratos Wealth Partners, Ltd., a registered investment advisor and a separate entity from LPL Financial. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AL, AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, ME, MD, MI, MN, MO, MS, MT, ND, NE, NH, NJ, NC, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV and WY

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