FINANCE & COMMISSIONS

The Finance Department provides commission support to advisors on both the broker/dealer and the RIA platforms. We assist advisors to escalate any issues within the LPL commission process that they cannot resolve on their own. RIA advisor compensation is processed and paid by Stratos. We provide a separate website for the RIA statements and a dedicated person to handle any questions an advisor may have with regards to his/her statements.

 

AT-A-GLANCE
 

  • Process and pay RIA advisor compensation

  • Assist advisors with escalation issues within the LPL commission process

  • Provides centralized billing for procurement of benefits and equipment