Broker Check
Rick Juarbe

Rick Juarbe

Compliance Analyst

Rick is an analyst as part of the Compliance team within Stratos Wealth Partners in Ohio.

He has vast financial experience starting with retail banking, then shareholder services, brokerage operations, as an advisor and now in wealth management as a principal in regulatory compliance.  Rick holds FINRA Series 7, 24, 63 and 66 licenses through LPL Financial as well as Ohio Life and Health registration.

Married for 30 years to his best friend Carmella he enjoys baseball, basketball, hiking, golf and the Cleveland arts and plays scene. Cultural events and trying new eateries is always fun. His Faith and love of Country are important but his proudest title is "Papa" with two grandchildren and one on the way. Reading the book Little Quack's Hide and Seek is something Rick loves doing since that book is his grandchild Laila's favorite.