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TRANSITIONS SUPPORT

Our Transitions team provides comprehensive support beginning with the initial onboarding and continuing for 60 days post-resignation. We work with the advisor and guide them through the entire transition process.

AT-A-GLANCE

  • Coordinate transition process between RIA and broker/dealer

  • Provide license transfer and carrier reappointment support

  • 60-day on-site and virtual post resignation support, including account opening and tracking

  • Provide comprehensive systems and platform training

Meet The Team

Jennifer Isaacs

Jennifer Isaacs

Director of HR & Business Services

(440) 991-1160

(440) 991-1161

Kate Sweetman

Kate Sweetman

Senior Business Services Associate

(858) 201-3145

Please contact us to learn more about joining Stratos - Thank You!

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